PRIVACY STATEMENT - HENLEY SOLUTIONS INC.


As an organization that collects, uses and discloses personal information, Henley Solutions Inc. is subject to the federal Personal Information Protection and Electronic Document Act (or by similar laws in the provinces of Alberta, British Columbia and Quebec), effective January 1st, 2004. In complying with these laws, it is important that Henley Solutions Inc. provide you with information so that you may fully understand the purposes for which your personal information is collected.

Over the course of your relationship with Henley Solutions Inc. and your advisor, personal information will be collected in order to administer your account(s). This information typically includes your financial information and investment objectives, in addition to your current investments, banking information and your social insurance number. This information allows for but is not limited to the buying and selling of insurance products on your behalf, in addition to providing you with reporting and the administration of your account in a compliant and regulatory manner. At times, Henley Solutions Inc. may be required to provide this information to insurance companies with whom you invest, self-regulatory organizations, securities regulators, law enforcement agencies and to companies that perform services on our behalf. These organizations, like Henley Solutions Inc. are bound and must comply with the same federal/provincial privacy act(s).  Henley Solutions Inc. does not disclose your information to any other organization(s) to use for their own purposes and in particular will never sell or trade your personal information.

The purposes for which we collect, use and disclose your personal information are central to our being able to provide you with our services. Should you have objections to the collection and disclosure of your personal information, as listed in the foregoing, Henley Solutions Inc. will no longer be in a position to provide you with these services. Therefore, by maintaining your account with Henley Solutions Inc. we will consider that you have consented to our collecting, using and disclosing your personal information.

Should you have any questions or concerns regarding the use of your personal information we encourage you to speak with your advisor or contact Gord Henley directly.